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401	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-25 11:05:12 Stock market Corporate crime U.S. Securities and Exchange Commission Futures contract Securities Exchange Act New York Stock Exchange Securities regulation in the United States Option Security
402	DOC Document Add to Reading List Source URL: www.senate.texas.gov Language: English - Date: 2007-01-09 15:57:08 Legal procedure Legal terms Judiciary of Texas Filing Transportation Housing and Urban Development and Related Agencies Appropriations Act U.S. Securities and Exchange Commission
403	Microsoft WordLFCP_17final).docx Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2016-06-17 03:39:00 Hong Kong Exchanges and Clearing Securities and Futures Commission Hong Kong Stock Exchange Listing Rules Corporate governance Growth Enterprise Market Business Policy Regulatory agency
404	Do prices reveal the presence of informed trading?I Pierre Collin-Dufresne1 , Vyacheslav Fos2,∗ First Version: November 2011 This Version: August 31, 2012 Add to Reading List Source URL: www.istfin.eco.usi.ch Language: English - Date: 2012-11-06 03:31:47 Financial markets Stock market SEC filings Schedule 13D U.S. Securities and Exchange Commission Market liquidity Insider trading 13D Bidask spread Tender offer Securities Exchange Act Volume
405	Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\RespireRx\Page 1 of 39 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-04-13 07:15:06 Corporate finance Financial markets 73rd United States Congress U.S. Securities and Exchange Commission Equity securities Security Warrant Public offering Securities Act Securities Exchange Act Dropbox Convertible bond
406	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCForm 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-08-05 10:35:36 Generally Accepted Accounting Principles Financial statements Balance sheet Financial ratio Net asset value Consolidated financial statement Goodwill International Financial Reporting Standards Consolidation Financial accounting Net income Asset liability management
407	FOR IMMEDIATE RELEASESBDC STATE DIRECTOR LISA SHIMKAT CHOSEN FOR NATIONAL ADVISORY COMMITTEE Shimkat will serve on the SEC Advisory Committee on Small and Emerging Companies AMES, Iowa – America’s SBDC Iowa i Add to Reading List Source URL: www.iowasbdc.org Language: English - Date: 2016-03-04 13:44:48 Corporate governance Corporate crime U.S. Securities and Exchange Commission Iowa Advisory board New York State Small Business Development Center
408	INSIDER TRADING POLICY AIR TRANSPORT SERVICES GROUP, INC. I. PURPOSE Add to Reading List Source URL: www.atsginc.com Language: English - Date: 2016-08-20 18:21:04 73rd United States Congress U.S. Securities and Exchange Commission Insider trading Corruption Conflict of interest Securities Exchange Act Securities Act Securities regulation in the United States Insider SEC Rule 10b5-1 STOCK Act
409	CHAPTER 13 Attorney General ARTICLE 1 MISCELLANEOUS Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2016-05-06 09:02:49 U.S. Securities and Exchange Commission Stock market Financial markets 73rd United States Congress United States securities law Securities Act Regulation D Securities Exchange Act Security Prospectus Securities regulation in the United States Securities market
410	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-03 14:52:36 Financial markets Stock market U.S. Securities and Exchange Commission Order Futures contract Algorithmic trading Securities Exchange Act Option

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